-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GUYCdcEKRqUYwJTHxGk+eVnqOQMeu0bPUm2bu4PUrBaAX+XvabDthkKq1GILJQp7 XkHGcMybMrKKF8i2in3E8w== 0001047469-99-003725.txt : 19990209 0001047469-99-003725.hdr.sgml : 19990209 ACCESSION NUMBER: 0001047469-99-003725 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONCEPTUS INC CENTRAL INDEX KEY: 0000896778 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 973170244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49585 FILM NUMBER: 99523599 BUSINESS ADDRESS: STREET 1: 1021 HOWARD AVE CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 4158027240 MAIL ADDRESS: STREET 1: 1021 HOWARD AVENUE CITY: SAN CARLOS STATE: CA ZIP: 94070 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ST PAUL COMPANIES INC /MN/ CENTRAL INDEX KEY: 0000086312 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 410518860 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6123107911 FORMER COMPANY: FORMER CONFORMED NAME: SAINT PAUL COMPANIES INC DATE OF NAME CHANGE: 19900730 SC 13G/A 1 SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* Conceptus, Inc. - ------------------------------------------------------------------------------ (Name of Issuer) Common - ------------------------------------------------------------------------------ (Title of Class of Securities) 206016107 ----------------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages CUSIP No. 206016107 13G Page 2 of 5 Pages --------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS. S.S. or I.R.S IDENTIFICATION NO. OF ABOVE PERSONS The St. Paul Companies, Inc. 385 Washington Street St. Paul, MN 55102 IRS# 41-0518860 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ( ) (b) ( ) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Minnesota Corporation - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER None NUMBER OF -------------------------------------------------------- 6 SHARED VOTING POWER SHARES The St. Paul Companies, Inc., through its wholly-owned subsidiary, St. Paul Fire and BENEFICIALLY Marine Insurance Company (F&M) beneficially owns 513,112 shares of common stock by virtue OWNED BY EACH of F&M's ownership of 513,112 shares of common stock. REPORTING -------------------------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER None -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 513,112 shares (see remark in Item 6) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 513,112 shares (see remark in Item 6) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 5 Pages ITEM 1 (A). NAME OF ISSUER: Conceptus, Inc. - -------------------------------------------------------------------------------- ITEM 1 (B). ADDRESS OF ISSUER'S PRINCIPAL OFFICES: 1021 Howard Avenue San Carlos, CA 94070 - -------------------------------------------------------------------------------- ITEM 2 (A). NAME OF PERSON FILING: The St. Paul Companies, Inc. (see Exhibit A) - -------------------------------------------------------------------------------- ITEM 2 (B). ADDRESS OF PRINCIPAL BUSINESS OFFICE: 385 Washington Street St. Paul, MN 55102 - -------------------------------------------------------------------------------- ITEM 2 (C). CITIZENSHIP: Minnesota corporation - -------------------------------------------------------------------------------- ITEM 2 (D). TITLE OF CLASS OF SECURITIES: Common - -------------------------------------------------------------------------------- ITEM 2 (E). CUSIP NUMBER: 206016107 - -------------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as define in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) / / Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) (g) /x/ Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) (Note: See Item 7) (h) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(H) Page 4 of 5 Pages ITEM 4. OWNERSHIP - -------------------------------------------------------------------------------- (a) Amount Beneficially Owned: The St. Paul Companies, Inc., through its wholly-owned subsidiary, St. Paul Fire and Marine Insurance Company (F&M) beneficially owns 513,112 shares of common stock by virtue of F&M's ownership of 513,112 shares of common stock. - -------------------------------------------------------------------------------- (b) Percent of Class: The shares reported in Item 4(a), above, constitute 5.3% of the outstanding common shares of the Issuer. - -------------------------------------------------------------------------------- (c) Number of shares as to which such person has: - -------------------------------------------------------------------------------- (i) Sole power to vote or direct the vote: none - -------------------------------------------------------------------------------- (ii) Shared power to vote or direct the vote: 513,112 (see remark in Item 4(a) above) - -------------------------------------------------------------------------------- (iii) Sole power to dispose or direct the disposition: none - -------------------------------------------------------------------------------- (iv) Shared power to dispose or direct the disposition: 513,112 (see remark in Item 4(a) above - -------------------------------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five person of the class of securities, check the following. / / - -------------------------------------------------------------------------------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable - -------------------------------------------------------------------------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY PARENT HOLDING COMPANY: St. Paul Fire and Marine Insurance Company is an Insurance Company under Reg. 240.13d-1(b)(1)(ii)(C) - -------------------------------------------------------------------------------- ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable - -------------------------------------------------------------------------------- ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable - -------------------------------------------------------------------------------- ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Date: February 8, 1999 /Bruce A. Backberg/ ------------------------------------------------- Bruce A. Backberg Senior Vice President and Chief Legal Counsel SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G EXHIBIT A - DISCLAIMER Information on the attached Schedule 13G is provided solely for the purpose of complying with Section 13(d) and 13(g) of the Securities Exchange Act of 1934 and Regulation promulgated under authority thereof and is not intended as an admission that The St. Paul Companies, Inc. or any of its subsidiaries, is a beneficial owner of the securities described herein for any other purpose. -----END PRIVACY-ENHANCED MESSAGE-----